Wow, a great book! I started reading The Simple Path to Wealth and got so hooked, I finished it only a few hours later. I really appreciate JL Collins’s writing style and methodology, and this book lived up to every bit of praise I read about it online. Here’s the gist:
Picking stocks, or any type of active fund management, is a fool’s game. Only the luckiest 20% of professional investors can beat index funds for a single year, and nobody wins consistently. Instead, you should put all your eggs in one basket— well, kinda. Index funds, which invest your money in the entire stock market, are essentially the path to wealth. The index fund of Collins’s choice, VSTAX, has a rock-bottom expense ratio of 0.05%, and some of the highest returns possible (12% historical yearly average, though 8% is more future-realistic). When you’re young, your investments should be 100% in VSTAX (or similar). When you’re nearing retirement (think 5-10 years in advance), slowly switch to about 75% stocks, 25% bonds (there’s a Vanguard fund for bonds too).
If that sounds simple, that’s because it is. But rest assured, this isn’t just the simplest path to wealth, it’s also the best! If you try harder to grow your investments, like by picking stocks, or hiring a financial advisor, you will almost certainly lose money in comparison to this strategy. Despite this fact, plenty of people attempt to pick stocks, or day trade, or hire “the best financial planner who always wins” (hint: those people don’t exist, and if they did, they’d have so much money they wouldn’t be talking to you). VSTAX, or a total stock market index fund, is the way to go.
In owning VSTAX you are tying your financial future to that same large, diverse group of companies based in the more powerful, wealthiest and most influential country on the planet. …Some of these companies will fail, losing 100% of their value… As these fall away, they are replaced by other newer and more vital firms.
If you employ a strategy like this, it will sometimes appear that you will lose— sometimes, the market crashes.
The next 10, 20, 30, 40, 50 years will have just as many collapses, recessions and disasters as in the past… Every time it will be scary as hell. Every time all the smart guys will be screaming: Sell!!
But, you have to understand that “Crashes, pullbacks and corrections are all absolutely normal… Learning to live with this reality is critical to successful investing over the long term” (Collins). Simply look at a history chart of the S&P 500, and you’ll see that the “catastrophic crashes” in the news are typically recovered only a short time later.
So you know how to invest, but what about how to retire? Collins discusses “The 4% Rule”— essentially, studies show that a 4% withdrawal rate is safe over a 30-year period; more specifically, if your investments are 75% stocks and 25% bonds, and you withdraw 4% of your investments each year (to live on), and you increase your withdrawal each year to account for inflation, it is almost certain (~95%) you will still have money leftover (extra money, even!) after 30 years. “The 4% Rule” should not be a hard-and-fast rule for every year of retirement, but rather a guideline; your actual withdrawal rate should reflect the market’s performance (better market —> you can draw more).
To be honest, I didn’t learn a lot from this book. JL Collin’s strategy is one I’ve read online in many places, and he’s not breaking new ground. But for many people, his advice will be shocking, and even if you’re a finance nerd like me, you’ll probably still learn something (I certainly did). If nothing else, this excellent book is another reminder that index funds are still the answer.
Collins’s Strategy
3 investments:
- Stocks: VSTAX
- Bonds: VBTLX
- Cash (for emergencies/routine expenses)
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Wealth Accumulation Portfolio
- For when you’re young and working
- 100% VSTAX, or some studies say 10-25% bonds/75-90% stocks outperforms that
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Wealth Preservation Portfolio
- For when you’re no longer working
- 75% VSTAX, 20% bonds, 5% cash
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Collins suggests using 100% VSTAX until you are 5-10 years away from retirement— at that point, begin switching to more bonds. If you’re feeling risky, you can wait until retirement.
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Collins avoids an age-based calculator because nowadays, people retire at extremely varied ages.
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Rebalance once every year based on your needs.
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There is not an optimal time of year to rebalance your portfolio (just not the beginning/end of the year).
Debt
Debt has been normalized, but it should not be normal. If you already have debt, deal with it based on its interest rate:
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IR < 3%: pay it off slowly, and route extra money to investments.
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3%-5% IR: use extra money for investments or extra debt payments.
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5%+ IR: pay debt ASAP.
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Mortgage is often seen as a “good debt”, and many people buy a house much more expensive than they can afford— “Houses are an expensive indulgence, not an investment” (Collins).
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Collin criticizes student loans: “The ethics of encouraging 17 and 18 year olds— who likely have little financial savvy— to almost automatically accept this burden give me serious pause.”
International Funds
Collins recommends against international funds for 3 reasons:
- Additional risk
- Due to the relative instability of currencies other than the USD
- Due to lower accounting standards across the world
- Added expense
- International funds typically have higher fees than VSTAX
- It’s unnecessary
- VSTAX includes some of the biggest international businesses
- Fluctuations in international markets are likely to show up in VSTAX as well, due to globalization
Nonetheless, Collins admits he doesn’t strongly oppose international funds.
TRFs: Even Simpler
TRFs, or “Target Retirement Funds”, are a set-and-forget investment strategy offered by many companies. These funds auto-adjust between stocks and bonds as you get older, but are sometimes criticized for being too conservative or too aggressive for specific tastes. They’re a great option if you don’t want to rebalance your portfolio. Just be aware even the lowest-cost TRFs have much higher fees (0.15 expense ratio, some are much higher), so be sure to check that.
Why VSTAX/VBTLX?
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VSTAX/VBTLX are “Admiral Shares” versions of Vanguard’s index funds
- Rock-bottom expense ratio (0.05%)
- They require a minimum investment of $10,000
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VTI (an ETF) also offers a 0.05% expense ratio
- Collins warns that VTI is sometimes sold with an added commission or “spread” that increases the expense ratio
- Should be fine as long as “you have access to free trading”
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Collins likes Vanguard because it’s client-owned, not publicly traded
Investment Advisors
Collins suggests you avoid financial advisors/investment managers/brokers/etc.
- Most financial planners are incentivized to sell you high-fee funds, so that they earn a commission.
- There is plenty of bad advice going around that financial advisors fall for.
- There are plenty of bad people in the financial planning business.
- The “AUM” approach (paying a 1-2% fee) significantly eats into your compound interest.
- Paying by-the-hour will probably protect you from many of these risks, but is expensive and still probably unnecessary.
DCA
Dollar cost averaging (DCA) is a strategy for investing a large sum of money: you split the money “into equal parts, then invest those parts at specific times over an extended period of time” (Collins). Essentially, it’s hedging against a market drop, because you’re too afraid to invest all at once.
I’ve read lots of praise online for DCA’ing, but Collins discourages it for one simple reason: DCA is a bet that the market will drop. For any given year, historically, this is unlikely (23% chance). So don’t do it! But, if you do, “It won’t be the end of the world” (Collins).
Misc.
- HSAs are awesome, and if you can use one, you should. You can either use it as another tax-advantaged retirement vehicle, or actually use it for medical spending.
- Collins’s take is that Social Security is likely to persist due to AARP’s powerful lobbying, and the voting power of old people. But, he warns that for those of us under 55, it’s likely the benefits will decrease.
- Remember that anyone can be conned. It happens all the time. If at any point you think to yourself, “I can’t be conned,” you’ve just violated the first rule of not being conned, and you’re likely to be a target! Just remember, if it seems to good to be true, it is.
- Many people fear an impending market crash, and fail to invest.
- Don’t wait, because you don’t know when the crash will happen.
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Every day, heavily credentialed experts are predicting a market crash. At the same time, equally credentialed experts are predicting a boom.